BUSINESS BACKGROUND / CREDIT UNDERWRITING STRATEGIES

Report Elements	Level I	Level II	Level III	Level IV
Address History and Social Security Number Trace	✓	✓	✓	✓
Corporate Records		✓	✓	✓
Fictitious Business Name Statements		✓	✓	✓
Securities and Exchange Commission (SEC) Proxy Statements for Officer/Director Affiliation Records				✓
Media Sources		✓	✓	✓
Civil Litigation Records	✓	✓	✓	✓
Criminal Felony Records	✓	✓	✓	✓
Criminal Misdemeanor Records	✓	✓	✓	✓
Federal Court – Civil Records	✓	✓	✓	✓
Federal Court – Criminal Records	✓	✓	✓	✓
Bankruptcy Records	✓	✓	✓	✓
Tax Lien Records – Federal, State & County	✓	✓	✓	✓
Judgment Records – Debtor	✓	✓	✓	✓
Uniform Commercial Code (UCC) Tax Lien and Judgment Records	✓	✓	✓	✓
County Recorder’s Index		✓	✓	✓
Federal Securities and Self-Regulatory Organization (SEC, FINRA, CFTC & NFA) Registration and Violation Records			✓	✓
State Department of Securities Registration and Violation Records State Insurance Regulators			✓	✓
Dodd-Frank: SEC Rule 506 Exemption Disqualifying Event Records				✓
Federal Excluded Parties Index			✓	✓
International Fraud and Politically Exposed Persons (PEPS) Database; includes records from the Office of Foreign Assets Control (OFAC)		✓	✓	✓
Professional License/Certificate/Membership Verification (U.S. institutions)			✓	✓
Education Verification (Highest degree, U.S. Institutions)				✓
Nationwide Sex Offender Registry Records	✓	✓	✓	✓
Panama Papers Records		✓	✓	✓

Fees are based on record searches of one subject (company or individual) in one jurisdiction and a 10-year scope.
“Jurisdiction” refers to a geographical area, such as a county or federal district, within which a legal body/court
adjudicates cases.

Notification of negative findings is provided immediately upon identification with the subject.

Search strategies may be customized to attain client’s objectives.