BOARD OF DIRECTORS

Report ElementsStandard
Address History and Social Security Number Trace✓
Corporate Records✓
Securities and Exchange Commission (SEC) Proxy Statements for Officer/Director Affiliation Records✓
Professional License/Certificate/Membership Verification (U.S. institutions)✓
Education Verification (highest degree, U.S. institutions)✓
Media Sources✓
Driving Record✓
Fictitious Business Name Statements✓
Civil Litigation Records✓
Criminal Felony Records✓
Criminal Misdemeanor Records✓
Federal Court – Civil Records✓
Federal Court – Criminal Records✓
Bankruptcy Records✓
Tax Lien Records – Federal, State and County✓
Judgment Records – Debtor✓
Uniform Commercial Code (UCC) Tax Lien and Judgment Records✓
Federal Securities and Self-Regulatory Organization (SEC, FINRA, CFTC & NFA) Registration and Violation Records✓
Industry-Specific Regulatory Records✓
State Department of Securities Violation Records✓
Regulators of Banks, Savings Associations and Credit Unions (federal and local)✓
United States Postal Service False Representation Orders✓
Federal Excluded Parties Index✓
International Fraud and Politically Exposed Persons (PEPs) Database; includes records from the Office of Foreign Assets Control (OFAC)✓
Professional License/Certificate/Membership Verification (U.S. institutions)✓
State Sex Offender Registry Records✓
Panama Papers Records✓

Fees are based on record searches of one subject (company or individual) in one jurisdiction and a 10-year scope.
“Jurisdiction” refers to a geographical area, such as a county or federal district, within which a legal body/court
adjudicates cases.

Notification of negative findings is provided immediately upon identification with the subject.

Search strategies may be customized to attain client’s objectives.